Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 10.4A The application of requirements which implemented EU directives

PERG 2.6 Specified investments: a broad outline

BIPRU 5.4 Financial collateral

GEN 4.3 Letter disclosure

SUP 3.4 Auditors' qualifications

PERG 13.5 Exemptions from MiFID

COLL 6.11 Risk control and internal reporting

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

MAR 4.3 Support of the Takeover Panel's Functions

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

LR 4.2 Contents and format of listing particulars

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DEPP 7.2 Interviews

LR 6.2 Historical financial information requirements

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

LR 10.8 Miscellaneous

PERG 15.4 Small payment institutions, agents and exempt bodies

COLL 4.3 Approvals and notifications

DTR 5.4 Aggregation of managed holdings