Search Result

321 - 340 of 1480 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions