Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

…

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

…

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

…

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 18.1 Application

EG 20.1 Introduction

SYSC 22.5 Giving references: additional rules and guidance for all firms

DEPP 6.7 Discount for early settlement

GEN 1.2 Referring to approval by the FCA

TC App 6.1 Accredited bodies

FEES 6.7 Payment of levies

ICOBS 6.4 Pre- and post-contract information: protection policies

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

COBS 4.10 Systems and controls and approving and communicating financial promotions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 4.10 The IRB approach: Credit risk mitigation

MAR 6.1 Application

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974