Search Result

521 - 540 of 1327 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

…

LR 17.1 Application

As Published: 2005

LR 17.1 Application

…

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

…

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

…

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

…

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

…

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

…

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

…

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

…

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

…

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

…

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

…

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…