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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

RCB 4.2 Enforcement powers and penalties

BIPRU 12.2 Adequacy of liquidity resources

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 13.5 Financial information in Class 1 Circulars

DEPP 6.5D Serious financial hardship

DEPP 6.5A The five steps for penalties imposed on firms

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

CASS 7.13 Segregation of client money

FEES 1.1 Application and Purpose

REC 6.3 Recognition requirements

REC 4.6 The section 296 power to give directions

SUP 10A.9 Significant management functions [deleted]

SUP 16.10 Verification of firm details

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

CASS 12.1 Application

SUP 5.4 Appointment and reporting process

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)