Search Result

761 - 780 of 850 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

…

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

…

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

…

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

…

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

…

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

…

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

…

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

…

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

…

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…