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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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SUP 6.5 Ending authorisation

REC 6.7 Notification rules for overseas recognised bodies

MAR 1.1 Application and interpretation

APER 4.2 Statement of Principle 2

SYSC 4.8

REC 2A.3 Guidance on RAP recognition requirements

CASS 6.1 Application

COBS 2.4 Agent as client and reliance on others

LR 6.4 Independent business

DISP App 3.1 Introduction

REC 2.14 Rules and consultation

REC 3.2 Form and method of notification

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

CASS 7.15 Records, accounts and reconciliations

LR 16.2 [deleted]

SUP 18.3 Insurance business transfers outside the United Kingdom

COBS 18.8 OPS firms - non scope business [deleted]

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

APER 4.1 Statement of Principle 1

EG 7.2 Alternatives to sanctions