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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 4.7

As Published: 2015

SYSC 4.7

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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Similar To

CASS 6.2 Holding of client assets

LR 14.3 Continuing obligations

COLL 12.2 UK UCITS management companies

SUP 16.13 Reporting under the Payment Services Regulations

REC 4.2 The supervisory relationship with UK recognised bodies

LR 15.4 Continuing obligations

SYSC 4.8

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

INSPRU 3.1 Market risk in insurance

REC 4.7 The section 297 power to revoke recognition

SUP 17A.2 Connectivity with FCA systems

PERG 13.6 CRD IV [deleted]

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy