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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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