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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

…

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

…

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

…

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

…

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

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