Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 16.9 Appointed representatives annual report

ICOBS 8.2 Motor vehicle liability insurers

FEES 6.1 Application

LR 14.3 Continuing obligations

FEES 13.2 The IML levy

SUP 10C.11 Statements of responsibilities

SUP 10A.10 Customer-dealing functions

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 11.5 Other relevant powers

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

REC 4.6 The section 296 power to give directions

EG 19.35 Data Reporting Services Regulations 2017

COLL 1.1 Applications and purpose

REC 3.14 Products, services and normal hours of operation

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 2.2 Method of satisfying the recognition requirements

SUP 10C.8 The other local responsibility function (SMF22)

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 8.4 Invitation or inducement