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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations