Search Result

961 - 980 of 1055 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions