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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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MAR 9.3 Notification and information

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

REC 2.10 Financial crime and market abuse

MAR 1.4 Unlawful disclosure

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

PERG 7.5 When is it appropriate to apply for a certificate?

LR 7.2 The Listing and Premium Listing Principles

MCOB 9.3 Pre-application disclosure

DTR 8.3 Criteria for approval as a primary information provider

LR 6.3 Revenue earning track record requirement

COBS 12.4 Investment recommendations

SUP 10A.7 FCA required functions

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy