Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.2 Applications

COBS 12.2 Investment research and non-independent research

MIPRU 4.2 Capital resources requirements

PERG 4.6 Advising on regulated mortgage contracts

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

DEPP 6.7 Discount for early settlement

PERG 1.5 What other guidance about the perimeter is available from the FCA?

APER 4.2 Statement of Principle 2

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

DTR 7.2 Corporate governance statements

COBS 15.2 The right to cancel

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

COLL 13.1 Introduction

IPRU-INV 5.10 Expenditure based requirement

CREDS 9.2 Reporting

SYSC 10.2 Chinese walls

SUP 16.4 Annual controllers report

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 15.7 Form and method of notification