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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

PERG 15.2 General

As Published: 2011

PERG 15.2 General

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands