Search Result

521 - 540 of 1690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses