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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

BIPRU 4.6 The IRB approach: Retail exposures

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 3.5 Disciplinary action and events relating to members of the management body

FEES 5.9 [deleted]

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

LR 9.6 Notifications

LR 8.3 Role of a sponsor: general

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy