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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1