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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

…

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

COBS 15.5 Special situations

PERG 5.13 Appointed representatives

PERG 2.3 The business element

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order