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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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