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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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SUP 16.17 Remuneration reporting [deleted]

EG 4.2 Notifying the person under investigation where notice is not required under the Act

COCON 1.1 Application

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 6.13 Record keeping

PERG 10.5 Employers and affinity groups (such as trade unions)

MCOB 9.4 Content of illustrations

EG 9.2 The FCA’s general policy in this area

EG 16.2 Disapplication orders

EG 6.1 Publicity during FCA investigations

PERG 9.1 Application and Purpose

CASS 5.5 Segregation and the operation of client money accounts

REC 2.2 Method of satisfying the recognition requirements

INSPRU 1.5 Internal-contagion risk

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy