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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SYSC 4.8

As Published: 2015

SYSC 4.8

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping