Search Result

481 - 500 of 1503 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms