Search Result

161 - 180 of 1515 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose