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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator