Search Result

141 - 160 of 1627 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SYSC 4.5

As Published: 2015

SYSC 4.5

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity