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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

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SYSC 4.6

As Published: 2015

SYSC 4.6

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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PERG 2.11 Persons who are exempt for credit-related regulated activities

COCON 1.1 Application

COLL 12.3 EEA UCITS management companies

SUP 10A.1 Application

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

GEN 6.1 Payment of financial penalties

PERG 5.4 The business test

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SYSC 19B.1 Application

SUP 8.3 Applying for a waiver

CASS 1A.3 Responsibility for CASS operational oversight

GENPRU 3.2 Third-country groups

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy