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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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COLL 6.12 Risk management policy and risk measurement

LR 19.2 Requirements for listing

LR 6.5 Controlling shareholders

DEPP 6.5D Serious financial hardship

LR 8.7 Supervision of sponsors

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COBS 12.2 Investment research and non-independent research

DTR 1.2 Modifying rules and consulting the FCA

MAR 9.3 Notification and information

EG 6.1 Publicity during FCA investigations

PERG 10.3 Pension Scheme Trustees

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]