Search Result

641 - 660 of 956 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

LR 6.1 Application

As Published: 2005

LR 6.1 Application

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

IPRU-INV 6.1 APPLICATION

As Published: 2015

IPRU-INV 6.1 APPLICATION

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive