Search Result

441 - 460 of 1536 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary