Search Result

321 - 340 of 1636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test