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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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EG 19.22 Decision making under the Payment Services Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

MCOB 9.3 Pre-application disclosure

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 16.4 The effect of a disapplication order

REC 3.15 Suspension of services and inability to operate facilities

MAR 9.3 Notification and information

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

EG 16.2 Disapplication orders

LR 1.2 Modifying rules and consulting the FCA

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 6.5 FCA decision on recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy