Search Result

561 - 580 of 1619 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose