Search Result

781 - 800 of 1550 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background