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MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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Similar To

PERG 7.7 Post-certification issues

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

MAR 1.4 Unlawful disclosure

SUP 10C.10 Application for approval and withdrawing an application for approval

DTR 2.5 Delaying disclosure of inside information

DTR 1.4 Suspension of trading

DISP App 3.5 Re-assessing rejected claims at step 1

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

DISP App 1.5 Additional considerations

CASS 7.14 Client money held by a third party

CASS 8.1 Application

SUP 10A.10 Customer-dealing functions

DISP 1.3 Complaints handling rules

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts