Search Result

1441 - 1460 of 1529 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 10C.6 FCA required functions

As Published: 2015

SUP 10C.6 FCA required functions

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation