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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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FEES App 1 Annex 3 Emergencies [deleted]

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

LR 7.2 The Listing and Premium Listing Principles

COLL 6.4 Title and registers

SUP 10A.8 Systems and controls functions

PERG 9.1 Application and Purpose

COLL 8.3 Investor relations

REC 6.3 Recognition requirements

PERG 8.37 AIFMD Marketing

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.2 Choice of powers

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

COLL 7.6 Schemes of arrangement

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974