Search Result

201 - 220 of 1653 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions