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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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