Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

…

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 18.1 Application

LR 8.7 Supervision of sponsors

COLL 4.5 Reports and accounts

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

COND 1.1A Application

COCON 1.1 Application

GENPRU 3.2 Third-country groups

SUP 6.2 Introduction

DEPP 7.2 Interviews

REC 3.26 Proposals to make regulatory provision

SYSC 5.1 Skills, knowledge and expertise

SYSC 1.4 Application of SYSC 11 to 28

COLL 12.3 EEA UCITS management companies

COLL 12.2 UK UCITS management companies

SUP 11.5 Notifications by firms

PERG 8.21 Company statements, announcements and briefings

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

SUP 3.11 Review of auditor’s client assets report

BIPRU 12.8 Cross-border and intra-group management of liquidity