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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

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Similar To

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

BIPRU 8.5 Basis of consolidation

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COLL 12.4 UCITS product passport

CONC 2.5 Conduct of business: credit broking

SUP 10A.14 Changes to an FCA-approved person's details

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

PERG 15.3 Payment services

SYSC 13.6 People

DISP App 3.4 Root cause analysis

SYSC 14.1 Application

CREDS 1.1 Application and purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy