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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)