Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.32 Arranging deals in investments

LR 1.4 Miscellaneous

CASS 6.1 Application

LR 7.2 The Listing and Premium Listing Principles

LR 9.3 Continuing obligations: holders

DEPP 6.5D Serious financial hardship

COLL 6.12 Risk management policy and risk measurement

INSPRU 3.1 Market risk in insurance

DTR 5.4 Aggregation of managed holdings

EG 6.1 Publicity during FCA investigations

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COBS 12.2 Investment research and non-independent research

REC 2.13 Promotion and maintenance of standards

LR 2.2 Requirements for all securities

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

COLL 6.2 Dealing

MAR 9.3 Notification and information

FEES 3.1 Introduction

COLL 4.4 Meetings of Unitholders and service of notices

SUP 5.6 Confidential information and privilege