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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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