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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts