Search Result

421 - 440 of 1535 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose