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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines