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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SYSC 4.6

As Published: 2015

SYSC 4.6

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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