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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

SYSC 4.5

As Published: 2015

SYSC 4.5

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose